Short Stories Old and New - Selected and Edited by C. Alphonso Smith
_Plot_. The plot is divided into two almost equal parts, which we may
call "before and after taking." A recent critic has said: "The actual
forward movement of the plot does not begin until the sentence, 'In a
long ramble of the kind on a fine autumnal day, Rip had unconsciously
scrambled to one of the highest parts of the Kaatskill Mountains.'" The
critic has missed, I think, the main structural excellence of the story.
Dame Van Winkle, the children who hung around Rip, his own children, his
dog, the social club at the inn with the portrait of George the Third,
Van Bummel, and Nicholas Vedder, all had to be mentioned before Rip
began the ascent of the mountain. Otherwise, when he returned, we should
have had no means of measuring the swift passage of time during his
sleep. Each is a skillfully set timepiece or milepost which, on Rip's
return, misleads the poor fellow at every turn and thus produces the
exact kind of "totality of effect" that Irving intended. The forward
movement of the plot begins with this careful planning of the route that
Rip is to take on his return trip, when twenty years shall have done
their work. Cut out these _points de repere_ and see how effectively the
forward movement of the plot is retarded.
_Characters_. Rip was the first character in American fiction to be
known far beyond our own borders, and he remains one of the best known.
In the class with him belong James Fenimore Cooper's Leatherstocking (or
Natty Bumppo), Harriet Beecher Stowe's Uncle Tom, Joel Chandler Harris's
Uncle Remus, and Mark Twain's Huckleberry Finn and Tom Sawyer. He has
been called un-American, and so he is, and so Irving plainly intended
him to be. If one insists on finding a bit of distinctive Americanism
somewhere in the story, he will find it not in Rip but in the number and
rapidity of the changes that American life underwent during the twenty
years that serve as background to the story. George William Curtis calls
Rip "the constant and unconscious satirist of American life," but surely
Irving would have smiled at finding so purposeful a mission laid upon
the stooping shoulders of his vagabond ne'er-do-well hero. Rip is no
satirist, conscious or unconscious. He is a provincial Dutch type, such
as Irving had seen a hundred times; but he is so lovable and is sketched
so lovingly that we hardly realize the consummate art, the human
sympathy, and the keen powers of observation that have gone into his
making. Every other character in the story, including Wolf, is a
sidelight on Rip. Of "The Legend of Sleepy Hollow" Irving said: "The
story is a mere whimsical band to connect the descriptions of scenery,
customs, manners, etc." The emphasis, in other words, was put on the
setting. Of "Rip Van Winkle" might he not have said, "The descriptions
of scenery, customs, manners, etc. are but so many channels through
which the character of Rip finds outlet and expression"?]
Whoever has made a voyage up the Hudson must remember the Kaatskill
Mountains. They are a dismembered branch of the great Appalachian
family, and are seen away to the west of the river, swelling up to a
noble height, and lording it over the surrounding country. Every change
of season, every change of weather, indeed, every hour of the day,
produces some change in the magical hues and shapes of these mountains,
and they are regarded by all the good wives, far and near, as perfect
barometers. When the weather is fair and settled, they are clothed in
blue and purple, and print their bold outlines on the clear evening sky;
but sometimes when the rest of the landscape is cloudless they will
gather a hood of gray vapors about their summits, which, in the last
rays of the setting sun, will glow and light up like a crown of glory.
At the foot of these fairy mountains, the voyager may have descried the
light smoke curling up from a village, whose shingle-roofs gleam among
the trees, just where the blue tints of the upland melt away into the
fresh green of the nearer landscape. It is a little village of great
antiquity, having been founded by some of the Dutch colonists in the
early time of the province, just about the beginning of the government
of the good Peter Stuyvesant (may he rest in peace!), and there were
some of the houses of the original settlers standing within a few years,
built of small yellow bricks brought from Holland, having latticed
windows and gable fronts, surmounted with weathercocks.
In that same village, and in one of these very houses (which, to tell
the precise truth, was sadly time-worn and weather-beaten), there lived
many years since, while the country was yet a province of Great Britain,
a simple, good-natured fellow, of the name of Rip Van Winkle. He was a
descendant of the Van Winkles who figured so gallantly in the chivalrous
days of Peter Stuyvesant, and accompanied him to the siege of Fort
Christina. He inherited, however, but little of the martial character of
his ancestors. I have observed that he was a simple, good-natured man;
he was, moreover, a kind neighbor, and an obedient henpecked husband.
Indeed, to the latter circumstance might be owing that meekness of
spirit which gained him such universal popularity; for those men are
most apt to be obsequious and conciliating abroad, who are under the
discipline of shrews at home. Their tempers, doubtless, are rendered
pliant and malleable in the fiery furnace of domestic tribulation; and a
curtain lecture is worth all the sermons in the world for teaching the
virtues of patience and long-suffering. A termagant wife may, therefore,
in some respects be considered a tolerable blessing, and if so, Rip Van
Winkle was thrice blessed.
Certain it is, that he was a great favorite among all the good wives of
the village, who, as usual with the amiable sex, took his part in all
family squabbles; and never failed, whenever they talked those matters
over in their evening gossipings, to lay all the blame on Dame Van
Winkle. The children of the village, too, would shout with joy whenever
he approached. He assisted at their sports, made their playthings,
taught them to fly kites and shoot marbles, and told them long stories
of ghosts, witches, and Indians. Whenever he went dodging about the
village, he was surrounded by a troop of them hanging on his skirts,
clambering on his back, and playing a thousand tricks on him with
impunity; and not a dog would bark at him throughout the neighborhood.
The great error in Rip's composition was an insuperable aversion to all
kinds of profitable labor. It could not be from the want of assiduity or
perseverance; for he would sit on a wet rock, with a rod as long and
heavy as a Tartar's lance, and fish all day without a murmur, even
though he should not be encouraged by a single nibble. He would carry a
fowling-piece on his shoulder for hours together, trudging through woods
and swamps, and up hill and down dale, to shoot a few squirrels or wild
pigeons. He would never refuse to assist a neighbor, even in the
roughest toil, and was a foremost man at all country frolics for husking
Indian corn, or building stone-fences; the women of the village, too,
used to employ him to run their errands, and to do such little odd jobs
as their less obliging husbands would not do for them. In a word, Rip
was ready to attend to anybody's business but his own; but as to doing
family duty, and keeping his farm in order, he found it impossible.
In fact, he declared it was of no use to work on his farm; it was the
most pestilent little piece of ground in the whole country; everything
about it went wrong, and would go wrong, in spite of him. His fences
were continually falling to pieces; his cow would either go astray or
get among the cabbages; weeds were sure to grow quicker in his fields
than anywhere else; the rain always made a point of setting in just as
he had some out-door work to do; so that though his patrimonial estate
had dwindled away under his management, acre by acre, until there was
little more left than a mere patch of Indian corn and potatoes, yet it
was the worst-conditioned farm in the neighborhood.
His children, too, were as ragged and wild as if they belonged to
nobody. His son Rip, an urchin begotten in his own likeness, promised to
inherit the habits, with the old clothes of his father. He was generally
seen trooping like a colt at his mother's heels, equipped in a pair of
his father's cast-off galligaskins, which he had much ado to hold up
with one hand, as a fine lady does her train in bad weather.
Rip Van Winkle, however, was one of those happy mortals, of foolish,
well-oiled dispositions, who take the world easy, eat white bread or
brown, whichever can be got with least thought or trouble, and would
rather starve on a penny than work for a pound. If left to himself, he
would have whistled life away in perfect contentment; but his wife kept
continually dinning in his ears about his idleness, his carelessness,
and the ruin he was bringing on his family. Morning, noon, and night her
tongue was incessantly going, and everything he said or did was sure to
produce a torrent of household eloquence. Rip had but one way of
replying to all lectures of the kind, and that, by frequent use, had
grown into a habit. He shrugged his shoulders, shook his head, cast up
his eyes, but said nothing. This, however, always provoked a fresh
volley from his wife; so that he was fain to draw off his forces, and
take to the outside of the house--the only side which, in truth, belongs
to a henpecked husband.
Rip's sole domestic adherent was his dog Wolf, who was as much henpecked
as his master; for Dame Van Winkle regarded them as companions in
idleness, and even looked upon Wolf with an evil eye, as the cause of
his master's going so often astray. True it is, in all points of spirit
befitting an honorable dog, he was as courageous an animal as ever
scoured the woods--but what courage can withstand the ever-during and
all-besetting terrors of a woman's tongue? The moment Wolf entered the
house his crest fell, his tail drooped to the ground, or curled between
his legs, he sneaked about with a gallows air, casting many a sidelong
glance at Dame Van Winkle, and at the least flourish of a broomstick or
ladle he would fly to the door with yelping precipitation.
Times grew worse and worse with Rip Van Winkle as years of matrimony
rolled on; a tart temper never mellows with age, and a sharp tongue is
the only edged tool that grows keener with constant use. For a long
while he used to console himself, when driven from home, by frequenting
a kind of perpetual club of the sages, philosophers, and other idle
personages of the village, which held its sessions on a bench before a
small inn, designated by a rubicund portrait of His Majesty George the
Third. Here they used to sit in the shade through a long lazy summer's
day, talking listlessly over village gossip, or telling endless sleepy
stories about nothing. But it would have been worth any statesman's
money to have heard the profound discussions that sometimes took place,
when by chance an old newspaper fell into their hands from some passing
traveller. How solemnly they would listen to the contents, as drawled
out by Derrick Van Bummel, the schoolmaster, a dapper, learned little
man, who was not to be daunted by the most gigantic word in the
dictionary; and how sagely they would deliberate upon public events some
months after they had taken place.
The opinions of this junto were completely controlled by Nicholas
Vedder, a patriarch of the village, and landlord of the inn, at the door
of which he took his seat from morning till night, just moving
sufficiently to avoid the sun and keep in the shade of a large tree; so
that the neighbors could tell the hour by his movements as accurately as
by a sun-dial. It is true he was rarely heard to speak, but smoked his
pipe incessantly. His adherents, however (for every great man has his
adherents), perfectly understood him, and knew how to gather his
opinions. When anything that was read or related displeased him, he was
observed to smoke his pipe vehemently, and to send forth short, frequent
and angry puffs; but when pleased, he would inhale the smoke slowly and
tranquilly, and emit it in light and placid clouds; and sometimes,
taking the pipe from his mouth, and letting the fragrant vapor curl
about his nose, would gravely nod his head in token of perfect
approbation.
From even this stronghold the unlucky Rip was at length routed by his
termagant wife, who would suddenly break in upon the tranquillity of the
assemblage and call the members all to naught; nor was that august
personage, Nicholas Vedder himself, sacred from the daring tongue of
this terrible virago, who charged him outright with encouraging her
husband in habits of idleness.
Poor Rip was at last reduced almost to despair; and his only
alternative, to escape from the labor of the farm and clamor of his
wife, was to take gun in hand and stroll away into the woods. Here he
would sometimes seat himself at the foot of a tree, and share the
contents of his wallet with Wolf, with whom he sympathized as a
fellow-sufferer in persecution. "Poor Wolf," he would say, "thy mistress
leads thee a dog's life of it; but never mind, my lad, whilst I live
thou shalt never want a friend to stand by thee!" Wolf would wag his
tail, look wistfully in his master's face, and if dogs can feel pity, I
verily believe he reciprocated the sentiment with all his heart.
In a long ramble of the kind on a fine autumnal day, Rip had
unconsciously scrambled to one of the highest parts of the Kaatskill
Mountains. He was after his favorite sport of squirrel shooting, and the
still solitudes had echoed and re-echoed with the reports of his gun.
Panting and fatigued, he threw himself, late in the afternoon, on a
green knoll, covered with mountain herbage, that crowned the brow of a
precipice. From an opening between the trees he could overlook all the
lower country for many a mile of rich woodland. He saw at a distance the
lordly Hudson, far, far below him, moving on its silent but majestic
course, with the reflection of a purple cloud, or the sail of a lagging
bark, here and there sleeping on its glassy bosom, and at last losing
itself in the blue highlands.
On the other side he looked down into a deep mountain glen, wild,
lonely, and shagged, the bottom filled with fragments from the impending
cliffs, and scarcely lighted by the reflected rays of the setting sun.
For some time Rip lay musing on this scene; evening was gradually
advancing, the mountains began to throw their long blue shadows over the
valleys; he saw that it would be dark long before he could reach the
village, and he heaved a heavy sigh when he thought of encountering the
terrors of Dame Van Winkle.
As he was about to descend, he heard a voice from a distance, hallooing,
"Rip Van Winkle! Rip Van Winkle!" He looked round, but could see nothing
but a crow winging its solitary flight across the mountain. He thought
his fancy must have deceived him, and turned again to descend, when he
heard the same cry ring through the still evening air: "Rip Van Winkle!
Rip Van Winkle!"--at the same time Wolf bristled up his back, and giving
a low growl, skulked to his master's side, looking fearfully down into
the glen. Rip now felt a vague apprehension stealing over him; he looked
anxiously in the same direction, and perceived a strange figure slowly
toiling up the rocks, and bending under the weight of something he
carried on his back. He was surprised to see any human being in this
lonely and unfrequented place; but supposing it to be some one of the
neighborhood in need of his assistance, he hastened down to yield it.
On nearer approach he was still more surprised at the singularity of the
stranger's appearance. He was a short, square-built old fellow, with
thick bushy hair, and a grizzled beard. His dress was of the antique
Dutch fashion: a cloth jerkin strapped round the waist, several pairs of
breeches, the outer one of ample volume, decorated with rows of buttons
down the sides, and bunches at the knees. He bore on his shoulder a
stout keg, that seemed full of liquor, and made signs for Rip to
approach and assist him with the load. Though rather shy and distrustful
of this new acquaintance, Rip complied with his usual alacrity; and
mutually relieving one another, they clambered up a narrow gully,
apparently the dry bed of a mountain torrent. As they ascended, Rip
every now and then heard long rolling peals like distant thunder, that
seemed to issue out of a deep ravine, or rather cleft, between lofty
rocks, toward which their rugged path conducted. He paused for a moment,
but supposing it to be the muttering of one of those transient
thunder-showers which often take place in mountain heights, he
proceeded. Passing through the ravine, they came to a hollow, like a
small amphitheatre, surrounded by perpendicular precipices, over the
brinks of which impending trees shot their branches, so that you only
caught glimpses of the azure sky and the bright evening cloud. During
the whole time Rip and his companion had labored on in silence; for
though the former marvelled greatly what could be the object of carrying
a keg of liquor up this wild mountain, yet there was something strange
and incomprehensible about the unknown, that inspired awe and checked
familiarity.
On entering the amphitheatre, new objects of wonder presented
themselves. On a level spot in the center was a company of odd-looking
personages playing at ninepins. They were dressed in a quaint outlandish
fashion; some wore short doublets, others jerkins, with long knives in
their belts, and most of them had enormous breeches of similar style
with that of the guide's. Their visages, too, were peculiar; one had a
large beard, broad face, and small piggish eyes; the face of another
seemed to consist entirely of nose, and was surmounted by a white
sugar-loaf hat, set off with a little red cock's tail. They all had
beards, of various shapes and colors. There was one who seemed to be the
commander. He was a stout old gentleman, with a weather-beaten
countenance; he wore a laced doublet, broad belt and hanger,
high-crowned hat and feather, red stockings, and high-heeled shoes, with
roses in them. The whole group reminded Rip of the figures in an old
Flemish painting in the parlor of Dominie Van Shaick, the village
parson, which had been brought over from Holland at the time of the
settlement.
What seemed particularly odd to Rip was, that though these folks were
evidently amusing themselves, yet they maintained the gravest faces, the
most mysterious silence, and were, withal, the most melancholy party of
pleasure he had ever witnessed. Nothing interrupted the stillness of the
scene but the noise of the balls, which, whenever they were rolled,
echoed along the mountains like rumbling peals of thunder.
As Rip and his companion approached them, they suddenly desisted from
their play, and stared at him with such, fixed, statue-like gaze, and
such strange, uncouth, lack-lustre countenances, that his heart turned
within him, and his knees smote together. His companion now emptied the
contents of the keg into large flagons, and made signs to him to wait
upon the company. He obeyed with fear and trembling; they quaffed the
liquor in profound silence, and then returned to their game.
By degrees Rip's awe and apprehension subsided. He even ventured, when
no eye was fixed upon him, to taste the beverage, which he found had
much of the flavor of excellent Hollands. He was naturally a thirsty
soul, and was soon tempted to repeat the draught. One taste provoked
another; and he reiterated his visits to the flagon so often that at
length his senses were overpowered, his eyes swam in his head, his head
gradually declined, and he fell into a deep sleep.
On waking, he found himself on the green knoll whence he had first seen
the old man of the glen. He rubbed his eyes--it was a bright, sunny
morning. The birds were hopping and twittering among the bushes, and the
eagle was wheeling aloft, and breasting the pure mountain breeze.
"Surely," thought Rip, "I have not slept here all night." He recalled
the occurrences before he fell asleep. The strange man with a keg of
liquor--the mountain ravine--the wild retreat among the rocks--the
woe-begone party at ninepins--the flagon--"Oh! that flagon! that wicked
flagon!" thought Rip--"what excuse shall I make to Dame Van Winkle?"
He looked round for his gun, but in place of the clean, well-oiled
fowling-piece, he found an old firelock lying by him, the barrel
incrusted with rust, the lock falling off, and the stock worm-eaten. He
now suspected that the grave roisterers of the mountain had put a trick
upon him, and, having dosed him with liquor, had robbed him of his gun.
Wolf, too, had disappeared, but he might have strayed away after a
squirrel or partridge. He whistled after him, and shouted his name, but
all in vain; the echoes repeated his whistle and shout, but no dog was
to be seen.
He determined to revisit the scene of the last evening's gambol, and if
he met with any of the party, to demand his dog and gun. As he rose to
walk, he found himself stiff in the joints, and wanting in his usual
activity. "These mountain beds do not agree with me," thought Rip, "and
if this frolic should lay me up with a fit of the rheumatism, I shall
have a blessed time with Dame Van Winkle." With some difficulty he got
down into the glen; he found the gully up which he and his companion has
ascended the preceding evening; but to his astonishment a mountain
stream was now foaming down it, leaping from rock to rock, and filling
the glen with babbling murmurs. He, however, made shift to scramble up
its sides, working his toilsome way through thickets of birch,
sassafras, and witch-hazel, and sometimes tripped up or entangled by the
wild grapevines that twisted their coils or tendrils from tree to tree,
and spread a kind of network in his path.
At length he reached to where the ravine had opened through the cliffs
to the amphitheatre; but no traces of such opening remained. The rocks
presented a high, impenetrable wall, over which the torrent came
tumbling in a sheet of feathery foam, and fell into a broad, deep basin,
black from the shadows of the surrounding forest. Here, then, poor Rip
was brought to a stand. He again called and whistled after his dog; he
was only answered by the cawing of a flock of idle crows, sporting high
in air about a dry tree that overhung a sunny precipice; and who, secure
in their elevation, seemed to look down and scoff at the poor man's
perplexities. What was to be done? the morning was passing away, and Rip
felt famished for want of his breakfast. He grieved to give up his dog
and gun; he dreaded to meet his wife; but it would not do to starve
among the mountains. He shook his head, shouldered the rusty firelock,
and, with a heart full of trouble and anxiety, turned his steps
homeward.
As he approached the village he met a number of people, but none whom he
knew, which somewhat surprised him, for he had thought himself
acquainted with every one in the country round. Their dress, too, was of
a different fashion from that to which he was accustomed. They all
stared at him with equal marks of surprise, and whenever they cast their
eyes upon him, invariably stroked their chins. The constant recurrence
of this gesture induced Rip, involuntarily, to do the same, when, to his
astonishment, he found his beard had grown a foot long!
He had now entered the skirts of the village. A troop of strange
children ran at his heels, hooting after him, and pointing at his gray
beard. The dogs, too, not one of which he recognized for an old
acquaintance, barked at him as he passed. The very village was altered;
it was larger and more populous. There were rows of houses which he had
never seen before, and those which had been his familiar haunts had
disappeared. Strange names were over the doors--strange faces at the
windows--everything was strange. His mind now misgave him; he began to
doubt whether both he and the world around him were not bewitched.
Surely this was his native village, which he had left but the day
before. There stood the Kaatskill Mountains--there ran the silver Hudson
at a distance--there was every hill and dale precisely as it had always
been--Rip was sorely perplexed--"That flagon last night," thought he,
"has addled my poor head sadly!"
It was with some difficulty that he found the way to his own house,
which he approached with silent awe, expecting every moment to hear the
shrill voice of Dame Van Winkle. He found the house gone to decay--the
roof fallen in, the windows shattered, and the doors off the hinges. A
half-starved dog that looked like Wolf was skulking about it. Rip called
him by name, but the cur snarled, showed his teeth, and passed on. This
was an unkind cut indeed--"My very dog," sighed poor Rip, "has forgotten
me!"